| |
King
Alfred and the Vikings - strategies and tactics, 876-886 AD
by
Jeremy Haslam
PART
I - The defeat of the Vikings in Mercia and London
Introduction
The decade
876-886AD saw a total reversal of the position of King Alfred of Wessex
in his relations with the Viking armies, from one of near subjugation,
with the serious possibility of the annihilation of Wessex as an independent
kingdom, to one in which Alfred had become the undisputed lord of the
whole of central and southern England. The understanding of these developments
has been significantly advanced by recent studies on Alfred's relationship
with Mercia (Keynes 1998), the economic history and the coinage (Maddicott
1989; Blackburn 1998), the military background (Abels 1988; Peddie 1999),
and by biographies of Alfred, from rather different viewpoints (Smyth
1995; Abels 1998). In a number of recent publications, Simon Keynes has
explored the concept of the 'kingdom of the Anglo-Saxons' as constituting
a new political order in the early 880s which obtained over much of what
had before been the separate kingdoms of the West Saxons and Mercia (cf
Keynes 2001: 44-5, 57-62).
However,
a combination of the physical evidence of the fortifications which Alfred
deployed in this process, and the relevant documentary evidence that may
be regarded as being contemporary - in partiular the Treaty between Alfred
and Guthrum and the Burghal Hidage document - casts the strategies which
Alfred had in mind, and the tactics he employed to achieve his military
and political goals, in a rather different light than has hitherto been
accepted. In doing so, it provides an explanation as to how the new kingdom
of the Anglo-Saxons came about.(1).
In summary, it will be argued that as a result of the Partition of Mercia
by the Vikings in 877, king Alfred was deprived of his interests and influence
in the London area, and probably the whole of the rest of Mercia, which
he had enjoyed since his alliance with Burgred. In the period immediately
following his victory over Guthrum's army at Edington in early 878, Alfred
implemented military and political strategies whose goal was the removal
of the Viking armies from Mercia and from London, over which they still
exercised control from bases at both Cirencester and Fulham, and from
which they still directly threatened Wessex. This strategy involved two
complementary aspects. The first of these was the construction and garrisoning
of a system of fortresses in Wessex and central Mercia, which both defended
Wessex in depth and acted as offensive instruments against the Vikings
in Mercia. The second involved the assumption by Alfred of overlordship
of Mercia in a way which could be interpreted either as a coup d'etat
within Mercia itself, or as a more gradual process which involved Alfred
taking control of Mercia after Ceolwulf's demise. It is suggested that
these tactics enabled Alfred to confront, and to dictate terms to, the
two potentially hostile Viking armies stationed at Cirencester and Fulham,
with the consequence that they were forced to leave Mercia. Guthrum's
army in Cirencester retreated to East Anglia, and the Fulham army left
for more rewarding prospects on the Continent - both moves recorded in
the Anglo-Saxon Chronicle as occurring in late 879. It is furthermore
argued that the document known as Alfred and Guthrum's Treaty, in which
the limit of Guthrum's kingdom of East Anglia is defined by a boundary
drawn to the east of London, was a contemporary record of the agreement
reached between Alfred and Guthrum at this time.
The second
part of this paper presents arguments for the view that the original Burghal
Hidage document, which records some details of this rapidly executed system
of fortresses in Wessex and central Mercia, was more-or-less contemporary
with the creation of this system in 878-9.
Alfred
and Guthrum's Treaty
A unique window into the elucidation of Alfred's strategies, which in
the decade in question hinged around his relationship with the Viking
leader Guthrum, is provided by the undated document known as Alfred and
Guthrum's Treaty (Keynes & Lapidge 1983: 171-2). To appreciate the
importance of this for the present discussion it is necessary to determine
the events and processes which can be reasonably inferred to have led
to the situation it records. David Dumville has recently argued (1992a)
that the terms of the Treaty - and in particular its boundary clause,
which is drawn around the eastern and northern sides of London - are those
appropriate to the context of the conference between Alfred and Guthrum
at Wedmore and Aller in May 878, soon after the former's victory over
the Viking forces at Edington. He thus sees the boundary as defining Guthrum's
territory in Mercia to the west, with Alfred's territory to the east.
See map
Some arguments against Dumville's thesis have been voiced more recently
by Simon Keynes (1998a: 31-4), but its strategic implications have not
been analysed. It is argued here that the two principal premises underlying
Dumville's interpretation are ultimately untenable. The first is that
the terms of the Treaty must be associated with a known treaty between
both parties (i.e., one recorded in documentary sources) which might reasonably
be inferred to have included these terms. Since the circumstances of which
the Treaty was the result are not indicated by the terms of the document
itself, there can be no demonstrable connection between these and any
occasion in which a treaty - known or unknown - was entered into by the
two parties. This leads Dumville to examine all the known occasions of
such meetings and treaties, leading him by a process of elimination to
the conclusion that the Treaty must belong to the occasion of the agreement
between the two parties at Aller / Wedmore in May 878. This assumes however
that the Anglo-Saxon Chronicle does in fact contain a record of all those
occasions on which treaties were agreed between Alfred and the Vikings,
with the inference that there were no others. In view of the known gaps
and omissions in the Anglo-Saxon Chronicle it seems unsafe, to say the
least, to infer that only those events recorded in it were of any significance.
There is therefore every likelihood that there were other treaties which
the Chronicle did not record, to which the terms of the extant Treaty
might be equally or more appropriate.
Dumville's second premise, which logically follows his acceptance of the
first, is that since the Vikings still held Mercia in 878 the Treaty gives
the area to the east and north of the boundary to Alfred, while giving
Guthrum territory to the west, i.e. all of Mercia. There are however a
number of considerations of a strategic nature which Dumville has barely
mentioned, and which make his thesis ultimately untenable. The following
arguments will be clear from the map. Fig 000.
If, as Dumville argues, the terms of the Treaty implied that Guthrum ceded
the whole of Essex to Alfred because it had always been part of the latter's
kingdom, then it would be expected that the boundary in the Treaty would
have been more-or-less coterminous with the land boundaries of Essex.
Instead, however, the agreed boundary progresses from the Thames along
the common border of Essex and Middlesex along (up) the river Lea, but
departs from this line to swing westwards, following the Lea to its source,
then northwards to Bedford on the Ouse and then westwards again to Watling
Street. It thus inexplicably leaves to Alfred not only Essex but also
the whole of north-east Hertfordshire as well as eastern and northern
Bedfordshire, including Bedford itself. Without making any assumptions
about the courses of the boundaries of the E. Midland 'shires' (or even
the existence of discrete Viking armies based on shire centres) in the
later 9th century, this would have left to Alfred an irregular and narrow
strip of land between the agreed boundary on the south and (it has to
be presumed) the southern borders of Northamptonshire, Cambridgeshire
and Suffolk on its northern edge, which areas Alfred can never have held
at any time. If Alfred obtained this territory under the terms of the
Treaty, it also raises the question of why the agreed boundary did not
define its western and northern edges - a difficulty pointed out, but
not resolved, by Dumville.
This would have given Alfred control of a narrow strip of territory to
which Wessex had no historic claim, which would have offered him no strategic
advantage, to which he would have had very limited access, and which would
have severely taxed his resources to 'defend' against Viking forces ranged
along nine tenths of its boundaries - even given the unlikely assumption
that he was able to gain the formal allegiance of the population. From
Guthrum's point of view, the fact that Alfred would have had access to
this wedge of territory would have considerably weakened his own hold
on areas to the north (East Anglia), west (Mercia), and south (London
and its region) - particularly since Alfred's territory impinged on the
strategic corridor of Watling Street. This arrangement would therefore
have made strategic nonsense from the points of view of both Alfred and
Guthrum.
It may be doubted, for similar reasons, whether king Alfred had any meaningful
control in Essex in the later 870's. It is argued below that from the
partition of Mercia in August 877, when Guthrum's Vikings took effective
control of Mercia (ASC sa 878), it is probable that London (as part of
Mercia) was taken over by the Vikings. From this time passage for Alfred's
ships up and down the Thames would have been severely restricted. This
position was aggravated - or from the Vikings' point of view consolidated
- by the arrival in the Thames in probably the summer of 878 of a large
Viking army which settled at Fulham, which according to Asser (ch.58)
"made contact with the army further upstream", by which it may
be reasonable inferred that it came to support Guthrum's attempted take-over
of Wessex, just as the army led by 'the brother of Ivar and Healfdene'
had attacked Devon earlier in the year in support of Guthrum (Smyth 1995:
55-7). As will be discussed below, it thus effectively consolidated the
annexation of London, and must have prevented any access along or across
the Thames by forces in Wessex. Essex was therefore surrounded by Viking-held
territory to the north and west, and by the Viking-dominated Thames estuary
and the sea to the south and east. The proposition that Alfred controlled
Essex after the partition of Mercia in 877, even before the arrival of
the army at Fulham, in the sense of either receiving military allegiance
from its people or being able to exact tolls and taxes and other revenues,
cannot really be credited. In view of these considerations, Dumville's
assertion that the Chronicle's record of the Vikings leaving Alfred's
kingdom in 878 would have meant that they would have felt obliged to vacate
Essex must by called in question.
Lastly, it is clear from the events recorded in the Chronicle that Alfred
was negotiating with Guthrum at Aller and Wedmore from a position of strength.
Alfred was the undisputed victor at the battle of Edington, and had received
Guthrum's submission in a solemn ceremony of Christian baptism. It is
therefore quite unreasonable to suppose that in the negotiations leading
to the Treaty Alfred would have accepted control of an indefensible rump
of territory in Bedfordshire and Hertfordshire in which he had no historic
interest, and which gave him no strategic advantage, while allowing Guthrum
to take the cream: all of Mercia, as well as London, in which Alfred only
a little while previously had had considerable economic and perhaps strategic
interests. Alfred would certainly not have allowed himself to have been
bullied into accepting such a one-sided, disadvantageous and precarious
state of affairs by a vanquished Viking leader who had just accepted a
public submission to himself as overlord. Furthermore, if Alfred himself
had agreed a treaty with Guthrum's Vikings to allow them control of Mercia
and London, this raises the question as to why these same Vikings abandoned
these newly acquired lands in 879 to return to East Anglia, and why the
army encamped at Fulham also chose to abandon this easy ride at the same
time.
Since the logic of these arguments makes it difficult to accept Dumville's
interpretation, it is necessary to follow Keynes (1998a: 33; 2001: 45-8)
and return to the 'orthodox' interpretation of the Treaty - that its terms
gave Alfred control of lands to the west of the boundary and Guthrum control
of the area to its east. The Treaty cannot therefore have arisen from
the circumstances of the negotiations at Aller and Wedmore in mid 878,
since at this time the Vikings still held London and Mercia, and Guthrum
was to spend the next 12-13 months or so in Cirencester (2),
a position which (as will be discussed below) left him poised threateningly
on the borders of Wessex. A context for the Treaty must therefore be sought
in a situation in which the Vikings were about to leave or had just left
Mercia altogether.
This is indeed what happened in late 879, when the Chronicle records (sa
880) that Guthrum's army "went from Cirencester into East Anglia
and settled there and shared out the land", and that "the army
which had encamped at Fulham went overseas
". There are therefore
grounds for arguing (as have both Simon Keynes and Richard Abels - Keynes
1998a: 31-4; 2001:45; Abels 1998: 163-4) that the origin of the Treaty
belongs to this time. However, the suggestion of Keynes that "it
is conceivable that the Treaty was drawn up as early as 880 (when Guthrum
first settled in East Anglia)" (1998a: 33) appears to be based on
the premise that at the time it was drawn up Guthrum had already left
Mercia and was settled in East Anglia. There is therefore no explanation
on offer as to why it should have been drawn up at all, except to regularise
an already existing situation, and does not answer the problem of how
or when this situation had come about. The alternative is to view the
terms of the Treaty, and the boundary clause which is its first provision,
as being appropriate to the context of a meeting or conference held in
the latter half of 879 at which Alfred and Guthrum agreed the terms of
the Vikings' departure from Mercia and London. It was at this point -
and not before - that the Vikings were forced to accept that they did
indeed have no choice other than to leave Mercia for good. This implies
that the conference in which all these agreements were thrashed out was
held somewhere in Mercia, or even possibly at a place on or near the border
defined by the Treaty, sometime in July or August 879 (3).
It might be argued that Guthrum and his army agreed to the terms of the
Treaty as a natural extension of their alliance with and submission to
Alfred established at Aller and Wedmore earlier in the previous year,
or even that the substance of the terms had been agreed at this stage
(eg Whitelock 1979: 31; Smyth 1995: 92). But Guthrum's army, still formidable
and largely intact (Loyn 1977: 59; Smyth 1995: 85-92), displayed its still
hostile military and strategic intentions by staying at Cirencester for
a further year. As a royal tun, the site of a large minster church,
and the collecting place of produce from a wide area (Gerrard 1994: 90-1),
it would have had a natural attraction to a Viking army requiring sustenance
over the winter. And most importantly, as a probably still adequately
walled Roman town Cirencester represented the most readily defensible
site within Hwiccian territory which was nearest to the borders of Wessex.
It occupied a nodal position on the Roman road system which, in addition
to being connected directly to Gloucester to the west and to the Mercian
heartland to the north-east, commanded the easiest and most direct access
into Wessex - to the south-west along the Fosse Way, and to the south-east
along Ermin Street. It is quite clear from the map (Fig. 000) that no
other position outside the borders of Wessex could have been chosen by
Guthrum to have posed a greater threat to its continued security. Although
by moving with his army to Cirencester Guthrum fulfilled the condition
he had accepted that he would move away out of Alfred's kingdom, these
developments show Guthrum to have been essentially two-faced - accepting
an alliance with Alfred for his own convenience, if not also his political
aggrandisement and the validation it gave him of his own importance and
acceptability, - yet on the ready, in some sort of alliance with the army
at Fulham, to attack Wessex again. The terms of the Treaty a year later
therefore represent a new understanding and a new response to a new situation.
The extraordinary nature of the retreat of the two armies from Mercia
in late 879 is brought into focus even more sharply when it is considered
how the political and military relationship between Alfred and Guthrum
must have been drastically altered by the arrival in the summer of 878
of the second Viking army which settled at Fulham, within a fortified
enclosure of Roman origin on the river Thames upstream of London (Vince
1990: 83-4 & fig.42). It is likely that this move, as Asser pointedly
remarks (ch 58), was intended to reinforce Guthrum's army in Cirencester.
The army at Fulham occupied a position which secured and reinforced Viking
domination of both London itself and its territory, as well as the whole
of the Thames estuary and the river upstream of London. Equally importantly,
it commanded Akeman Street, which led westwards into the heart of Wessex
over a crossing of the Thames at Staines at the very south-west corner
of Middlesex, the ancient kingdom of the Middle Saxons, and the westward
extent of the territory dependent on London. It therefore placed itself
in the most advantageous position from which it could both control the
London area and directly threaten Wessex. From this it can be inferred
that it was intent on further conquest in Wessex - especially when these
tactics are seen in the light of its subsequent damaging exploits on the
continent. Since the two Viking armies together comprised a significantly
greater threat to Alfred's control of Wessex than that posed by Guthrum's
army on its own, the circumstances which governed the dealings between
Alfred and Guthrum immediately after the latter's defeat in early 878
were therefore radically changed. The Fulham army had no treaty agreement
with king Alfred, were bound by no alliance, and had no memory of defeat
in battle by Alfred. The balance of power had therefore shifted decisively
in the Vikings' favour. The potential attacking force of the combination
of Guthrum's army at Cirencester and the other army at Fulham, poised
on the borders of Wessex, must have been quite formidable. As Professor
Whitelock has observed (with a degree of perspicacity lacking in most
other commentators) "With Danish armies so uncomfortably close as
Cirencester and Fulham, the year from the autumn of 878 to that of 879
... must have been an anxious one for the West Saxons" (1977:13).
The threat to Wessex posed by these armies must have had a powerful and
galvanising effect on Alfred - and indeed on the whole population of Wessex.
The fact that both armies were persuaded to leave Mercia in 879 demonstrates
that by this time there was a new set of factors that put Alfred once
again on the offensive, and which gave him a degree of power and leverage
which was more radical and far-reaching than that which had allowed him
to dictate terms to Guthrum alone in mid 878.
Whitelock also observed that had the information in the Chronicle been
more complete, "we might have known by what means the two Danish
armies were persuaded to leave Mercia". (1977:9). But the significance
of this event lies in the fact that this retreat to East Anglia must have
represented for the Vikings a painful abrogation not only of their military,
political and economic domination of the whole of Mercia, which they had
begun to regularise in the partition of August of 877 (see below). It
also deprived them of any hope of further conquest of Wessex, a territory
they had fought so hard to subdue for the previous few years, and which
they had in part begun to settle. It was, with hindsight, a crucial turning
point in Alfred's dealings with the Vikings, which was comparable in significance
to his victory at Edington at the beginning of the previous year, and
an event which clearly set the stage for Alfred's subsequent political
domination of Mercia and the emergence of Keynes' 'kingdom of the Anglo-Saxons'.
Since this analysis of cause and effect differs from the conclusions of
a number of historians, it is worth examining these in more detail. Stenton
for instance merely repeats what the chronicle says (1971: 257) without
further comment, and provides no explanation as to why the Fulham army
left in 879. Whitelock, in spite of her reservations noted above, assumes
that the retreat to E Anglia by Guthrum's army was a direct result of
Alfred's victory at Edington (1979:31). Charles-Edwards
suggests that the move of both the Fulham army to Ghent and Guthrum's
army to E Anglia was the result of the 'alliance' with Alfred forged with
Guthrum in 878, and, furthermore, that the Fulham army moved to the Continent
to take advantage of the succession struggle of the Franks from the spring
of 879 (1998: 49). But the fact that the second army arrived at Fulham
only after this alliance had been forged between the Saxons and Guthrum
shows that it saw some military advantage in doing so, in spite of this
alliance. This alliance could hardly therefore have been the cause of
its retreat. It may well have been drawn to the Continent in 879 by an
eye for the main chance, but then this is precisely why it must have been
attracted to the London area and why it had chosen a position poised on
the borders of the West Saxon kingdom in 878. It is argued here that the
only explanation for its movements is that, seeing Alfred's defensive
arrangements taking shape throughout the autumn, winter and spring of
878-9 (described further below), it saw its opportunities of further conquest
in Wessex evapourate, and decided as a result to grab the 'main chance'
elsewhere. Smyth has also argued (1995: 87) that the removal of the Fulham
army to the Continent was in some way the consequence of the strength
of the peace agreed between Alfred and Guthrum (also bypassing the problem
of why this army came to Fulham in the first place) and, on the premise
that Asser is not a contemporary witness, dismisses the strength of his
evidence for cooperation between the two armies. Lastly, Abels, who also
dismisses Asser's evidence, suggests that the arrival of the Vikings at
Fulham "may have persuaded Guthrum to look to his interests in East
Anglia", and that Guthrum's departure drove off the Fulham Vikings
to Ghent soon after (1998: 163, 175). In other words, Abels suggests that
these events have an inbuilt momentum of their own and had nothing to
do with Alfred's strategies.
None of these suggestions, however, explains why it was that the second
Viking army - which to judge from its subsequent exploits recounted in
the Chronicle and in Frankish annals (ASC sa 880-85; Smyth 1995: 101-116;
Charles-Edwards 1998) was large, powerful, well-equipped and ferocious
- came to winter at Fulham in a strategically threatening position in
the first place. Most commentators seek to diminish Asser's near-contemporary
witness for the Fulham army's collusion with, if not active support for,
Guthrum. And none take into account the inference from the strategically
advantageous positions of these two armies on Roman roads leading into
Wessex that both were intent on further conquest. There seems to be no
adequate explanation for the abrogation by both armies of these positions
dominating Mercia and their inferred hostile intentions towards the West
Saxons, apart from their recognition of some decisive military advantage
on Alfred's part. This being so, the agreement of the terms of the Treaty
requiring Guthrum to move back to E. Anglia would have deprived the Fulham
Vikings from their expected support in their designs on Wessex, which
in turn would have encouraged them to seek new conquests elsewhere.
These arguments so far can be summarised thus: the Anglo-Saxon Chronicle
records the retreat of the Viking armies from Mercia in late 879, which
can be associated with the (undated) record of an agreement (the Treaty),
whose terms and provisions would be the appropriate and expected outcome
of a negotiated agreement between Alfred and Guthrum at this juncture.
There is therefore a reasonable basis for the inference that the Treaty
was the contemporary record of the position agreed by both parties at
negotiations which took place in the summer of 879, at which the Vikings
agreed to leave Mercia and London. It can also be inferred that Alfred
was able to dictate the terms implied by the existence of the Treaty from
a position of military superiority which was recognised and acknowledged
by the Vikings. It is therefore necessary to provide an explanation for
the extraordinary nature of these events and outcomes in terms of processes
that can be anchored within a short period of time - effectively between
May 878 and the late summer of 879. It is suggested that the underlying
factors that precipitated this remarkable turn of events can only be appreciated
by examining the strategies of both Alfred and Guthrum up to this point.
The strategies
of Alfred and Guthrum
The basic premise underlying this scenario is that Alfred negotiated the
Treaty in late 879 from a position of such strength that Guthrum and his
army, who it can be inferred still harboured hostile intentions towards
Wessex, had no choice but to accept his terms. This position was of course
a total reversal of that in January 878, when the West Saxon kingdom was
in very real danger of becoming a Viking client state. In the previous
year, the Viking army had moved to Gloucester, in the territory of the
Hwicce, a manoeuvre which is shown by the Anglo-Saxon Chronicle to have
been made in the context of a partition of Mercia imposed on the client
king Ceolwulf II. In this process the Roman fortress of Gloucester would
have formed a natural focus as a port within Mercia for the Vikings, as
a bridging point of the Severn connecting Mercia and S.Wales, and as a
secure base from which the Viking armies could threaten central Wessex
from the north, to which they had easy access along the Roman road system.
The partition of Mercia in August 877 was clearly part of this strategy
to take over the kingdom. Reasons are given below for suggesting that
in this process the Vikings were able to assume direct control of London
and its area, central Mercia (present-day Oxfordshire and Buckinghamshire),
and western Mercia (essentially the old kingdom of the Hwicce) dependent
on a 'capital' at Gloucester. Furthermore, this process of Partition can
be seen as interrupting a long process, demonstrated by both the coinage
and charters, which had begun in the 860s if not earlier, of involvement
of the West Saxon kings in the affairs of Mercia as a whole and of London
in particular - an alliance in which king Alfred had become the dominant
partner (Keynes 1998a: 7-13). That the Vikings had taken control of London
at this point provides the necessary context for the arrival of the other
large army which sailed up the Thames past London in the summer of 878
to encamp at Fulham, the strategic importance of which is pointed out
above. Further support for this hypothesis is provided by the existence
of the Treaty itself, which demonstrates that the Vikings were obliged
to give up control of an area they had held until this time
(4).
This situation
is also somewhat at variance with the hypothesis argued by Cyril Hart
(1992: 115-25) that Essex "remained under West Saxon administration
throughout the period of Danish autonomy in East Anglia" (ibid: 125).
The inference from the strategic considerations are however clear - that
for a time the Danes held control both of Essex and of the London area,
which arguably also comprised Middlesex and Hertfordshire. This must be
seen as part of an wider super-kingdom, which there is every reason to
suppose they were in the active process of extending over Mercia, and
in which they wished to forcibly include Wessex. It may well be that Essex
kept its 'English' (West Saxon) ealdorman, as Hart suggests, but this
must have been for a short period under Danish control - just as the Vikings
seem to have pursuaded Ealdorman Wulfhere of Wiltshire to serve their
interests after the rout of Alfred at Chippenham and their assumption
of control in part of Wessex from early 878 (Abels 1998: 152). That the
West Saxons had any meaningful control in Essex as a whole from 879 to
917 seems to be gainsaid by the efforts of Edward the Elder recorded in
the Chronicle to gain control of the area from 911 onwards by a sustained
programme of military campaigning and fortress-building, which the writer
has argued (1997) was designed to ensure the permenant submission of the
population to the West Saxon king. Furthermore, if this were not enough,
the very existence of the Treaty between Alfred and Guthrum shows that
Alfred had to concede any sole rights he may have thought he had in Essex
to the control of the Vikings at the time it was drawn up - albeit in
return for his regaining control of London and its region.
The consolidation
of the Scandinavian interests in the London area after 877 has suggested
to the present writer the existence of a boundary between their territory
around London to the east and the rest of Mercia to the west (Haslam 1997:
118-23) (6). This however would
not have been a defensive frontier, in the manner originally suggested,
since the Vikings effectively held Mercia to its west as well, but can
be suggested as being the delimitation of a particular area of administration.
At the time of the Partition, Guthrum's Vikings must have felt that they
had begun to realise their goal of creating an enlarged Scandinavian 'kingdom'
of East Anglia. The course of this boundary between the central and eastern
areas of (former) Mercia can be most reasonably suggested to have run
along the western side of the ancient shire of Middlesex - the territory
of the Middle Saxons - i.e. along the Colne river northwards from Staines.
This must represent the western limit of the area formerly dependent on
London. The boundary is likely to have continued directly northwards to
the source of the Colne and across the Chiltern Hills to the river Ouzel.
This river was certainly an important boundary between the Vikings and
the West Saxons in the early 10th century (Haslam 1997: 119). Its logical
course would have been to follow the Ouzel to where the latter crossed
Watling Street at Fenny Stratford, and thence northwards along Watling
Street. Its course to the north of this has been suggested by Gelling
(1992: 128) as following Watling Street along the eastern border of Warwickshire,
branching northwards off Watling Street to follow the eastern borders
of Staffordshire and Cheshire.
From a strategic
point of view the establishment and consolidation of Viking domination
within the territory defined within this boundary would have given the
Vikings control over both a wide area around London, as well as a considerable
length of the Roman roads leading into London from the north, the northwest
(Watling Street) and the west (Akeman Street). The existence of this boundary
of 877 supplies the explanation for a fact which has puzzled many historians
in the past - that the boundary recorded in Alfred and Guthrum's Treaty
stops short at Stoney Stratford (where the Ouse is crossed by Watling
Street), when it would be expected to have continued northwards. The Treaty
would not be expected to have mentioned any such continuation if a pre-existing
boundary beyond this point was not altered. From this it can be inferred
that the area to the east of this - in effect, most of present-day Northamptonshire,
Bedfordshire and areas to the east - had been part of Viking-held East
Anglia at least from the partition of 877. The boundary in the Treaty
can therefore be best interpreted as the modification of an earlier boundary
to the west and north-west of London (which therefore had included London
within Viking-held territory), a change forced on the Vikings by Alfred
to give him strategic control of London and Watling Street. The nature
of this Treaty boundary as a modification of an already existing situation
is one of the clearest indications from which the existence of the Scandinavian
control of London, which included the surrounding area to its north and
west, can be inferred before this time (5).
It is however
the coinage evidence, discussed most recently by both Mark Blackburn (1998)
and Simon Keynes (1998a: 15-18), which clarifies the position around this
time most exactly. Keynes has concluded that "Alfred was recognised,
at some time before Ceolwulf's demise ..., as one of the two kings who
had superior authority" in Mercia (ibid:16). Blackburn has demonstrated
that Alfred's interests in both the London mint and another in southern
Mercia in the mid 870s, which can be taken back to Burgred's reign, were
superceded by a coin series issued by Ceolwulf alone (ibid:117-20). He
concludes on the internal evidence of the coinage that Ceolwulf's London
coin issues start in 877/8, and finish with the end of the reign in probably
879 (ibid: 119-20). From this he also draws the inference that during
the duration of the issue of the Cross-and-Lozenge type from 875 to 879
- ie for both the Alfred-and-Ceolwulf and the Ceolwulf-alone phases -
"London was in Anglo-Saxon rather than Viking hands" (ibid:
120). This conclusion is also accepted by Keynes, who appears to favour,
amongst several alternative explanations, the idea of the reform of the
coinage at this time being planned by Alfred, a process in which Alfred
then persuaded Ceolwulf to participate (1998a: 17-18).
It is clear that this conclusion is at variance with the inferences from
the strategic considerations discussed above, that London must have been
in Viking hands in the two years from the Partition of Mercia in the summer
of 877 to the summer of 879, when the Vikings were driven out of the London
area to the east of the boundary set out in the Treaty. However, if viewed
from a slightly different perspective, the evidence from the coinage offers
remarkable support for this interpretation. It is significant that the
Ceolwulf-alone phase of the coinage begins at around the time of the Partition
of Mercia in 877. This could be taken as indicating that at this juncture
the Vikings succeeded in denying to Alfred the political power and the
economic interests he had exercised in Mercia and London up to that time,
while assuming control of the management of the Mercian government and
economy through their client king Ceolwulf alone. In this way the Vikings
would seem to have acted as a 9th century mafia, creaming off the profits
of the day-to-day economy for their own use, in this case without the
awkward interference of Alfred. This scenario provides the essential background
to an understanding of the motives behind Alfred's ultimately successful
efforts to oust the Vikings from their position of parasitic control in
Mercia and London in the next two years or so.
The
liberation of Mercia and London
It is the purpose in what follows to give reasons for suggesting that
there were two distinct but interconnected factors which between them
provided both the means (the first factor) and the opportunity (the second
factor) by which Alfred was able to liberate Mercia and London by causing
the retreat of these armies away from Mercia in 879. The first is that
in the period between Alfred's victory at Edington and the retreat of
the Vikings in September 879 from Cirencester and Fulham (a period of
some 15 months) the West Saxons constructed a system of fortresses around
Wessex (including Oxford and Buckingham), which system is listed in the
Burghal Hidage document. It is argued that these fortified places would
have been part of a broadly two-pronged strategy: as an in-depth defence
of Wessex, and as an offensive system of secure, garrisoned fortresses
built in positions which acted as a counter-threat to the Viking armies
poised at both Cirencester and Fulham. It can therefore be inferred that
this strategy had as its aim the removal of the Vikings from both western
Mercia and the London area. As well as posing a threat to the Viking armies'
hold on Mercia, the rapid completion of this fortress system would have
shown the Vikings quite clearly that they had little hope of achieving
their goal of the conquest of Wessex.
The second factor, the success of which must have to a large extent been
dependent on the effectiveness of the first, is the possibility that king
Alfred, taking advantage of his former standing and close connections
with Mercia, either initiated or sanctioned what could be interpreted
as a coup d'etat in Mercia shortly before the Treaty was signed.
This ousted or led to the assassination of king Ceolwulf of Mercia, who
disappears from the historical record at this time (Dumville 1992: 7 n.37;
Keynes 1998a: 13-14 & n.54). The alternative, that Ceolwulf could
merely have died at this point without any drastic intervention, was a
situation which in the circumstances decisively favoured Alfred's political
and strategic intentions, and correspondingly disfavoured those of the
Vikings. At this point Alfred must have swiftly filled the political vacuum
(7). This can be argued as leading
to the submission of the Mercians to Alfred, and the rise to power of
Aethelred as Alfred's sub-regulus within Mercia (8).
The burghal
system
It has been suggested by Patrick Wormald that the immediate result of
Alfred's victory at Edington was the implementation of the "most
sustained programme of military [and] administrative change in the West
since Charlemagne" (1981:149) . Nicholas Brooks has discussed the
"crash building programme" of fortresses and the organisation
of their garrisons (1979: 17-20). Martin Biddle has argued for some time
that the construction of the burghal system in Wessex can best be placed
in the period between 880 and the 'capture' of London in 886 (Biddle 1971;
1973:251; 1975:273 & n.7, 310), a conclusion broadly accepted by Keynes
and Lapidge (1983:23-5, 212 n.16, 340 n.6). It could however be observed
that the placing of the construction of the fortresses in this period,
after the Vikings had left Mercia and London altogether in late 879, would
have been the military equivalent of bolting the stable door after the
horse has left. It is argued here, however, that it was the successful
implementation of this programme of fortress-building in the short period
of 15 months or so between May 878 and August 879 which was the single
most important and decisive factor which led to the Viking withdrawal
from Mercia and London. It was the cause, rather than the consequence,
of this development. While this suggested coup d'etat in Mercia
may have been an adroit and perhaps opportunistic political move, the
construction of the system of garrisoned fortresses, together with the
reorganisation of the army, was the result of a well thought-out strategic
plan.
The fortresses described in the Burghal Hidage show characteristics which
have an important bearing on the question of Alfred's strategic thinking
at this time. As will be argued in part 2 of this paper, it can be inferred
from the logical order in which they were described (Hill 1969) that at
the time of the composition of the Burghal Hidage these fortresses were
regarded as a system. As such, not only would the military functions of
each of the separate fortresses have complemented those of their neighbours,
but all the fortresses in the system would have been the built to achieve
a single goal - i.e. to implement a single overall strategic concept and
to ensure a single outcome. It follows that this system was at the time
of the composition of the document considered as being complete - i.e.
that there were no other original components of the system, nor are any
of the fortresses mentioned in the Burghal Hidage later additions. As
a system it contrasts with the fortresses built by Edward the Elder in
the E. Midlands in the early decades of the 10th century, and by Aethelred
and Aethelflaed and latterly by king Edward in the West Midlands from
the late 880s onwards. All of these comprise several piecemeal and non-contemporary
series, the construction of which reflected quite different sets of military
strategies. While the idea of such fortresses and the arrangements for
their construction, garrisoning and upkeep were not new in either Mercia
or Wessex (Biddle 1983:20-4; Brooks 1996b: 129), and had clear precedents
in Francia in the 860s, there is no indication that the pre-Alfredian
fortresses, at least in Wessex, had formed part of such a system. Since
the creation of this system was thus entirely new (at least for Wessex),
it must be inferred that the military objectives which brought the system
into being were also new. It is therefore necessary to search for a suitable
historical context for the implementation of this new strategy that was
appropriate to the use of all the elements in the system.
Some insight into these strategies is given by an analysis of the positions
of the northern line of the West Saxon fortresses in relation to the Viking
forces. Just as the choice of both Cirencester and Fulham by the two Viking
armies in the summer of 878 demonstrates their hostile intentions towards
Wessex (discussed above), so does the siting of the fortresses on at least
the northern side of Wessex demonstrate the implementation of a strategy
to counter precisely this combined threat (Fig.000). Bath defended the
common border of Wessex with the southern and south-western part of the
Hwicce, and commanded the Fosse Way which led directly from Cirencester
south-westwards into western Wessex. It also blocked access up the Avon
to Viking ships (before the existence of Bristol) approaching from the
Bristol Channel. The hilltop fortress at Malmesbury was also sited very
near the border of Wessex with the Hwicce and the Fosse Way itself, and
on the direct route (which the Viking army must have taken) between the
battle site at Chippenham and Cirencester (Haslam 1984b: 111-117). Cricklade
was sited on the Wessex side of the common border with the Hwicce at the
crossing of the Thames by Roman Ermin Street, which led south-eastwards
in a straight line from Gloucester through Cirencester into Wessex (Wainwright
1960; Haslam 1984b:106-110; Haslam forthcoming 2004). These three fortresses
therefore effectively blocked access to the Viking army in both Cirencester
and Gloucester by all the direct Roman roads into northern Wessex, and
by sea from the Viking-dominated Bristol channel.
The positions of fortresses at Wallingford, Sashes and Eashing are equally
significant in blocking access into eastern and central Wessex by the
newly arrived army encamped at Fulham. The island site at Sashes with
its bridge would have effectively controlled both the crossing of the
Thames by the Roman road leading from St Albans (and Watling Street) to
Silchester (Brooks 1964: 74-81; Astill 1984: 63), as well as passage up
the Thames itself by the Viking army at Fulham. Wallingford was placed
on or near the crossing of the Thames by the Icknield Way which leads
from the north-east and Watling Street into central Wessex (Astill 1984:61;
Peddie 1999: **), and its bridge would have complemented that at Sashes
in functioning as a defence of the upper reaches of the Thames against
passage by Viking ships. Similarly, the fortress at Eashing blocked navigation
up the river Wey, a tributary of the Thames, which represented another
good route into Wessex from the London area (Aldsworth & Hill 1971;
O'Connell & Poulton 1984:43, 46). The context for the construction
of this series of fortresses in these particular positions around northern
Wessex becomes rather less appropriate for the time when Mercia was no
longer a Viking client state after late 879.
There are also grounds for viewing the construction of the fortress at
Southwark, together possibly with a defensive bridge over the Thames,
as a key element in this strategy (Keene 2000: 144). Various writers have
suggested that this fortress was built in 886 or soon after to complement
the defensive function of the City and bridge, which was 'captured' in
that year (e.g. Biddle and Hudson 1973: 23; Keynes and Lapidge 1983: 266
n.200; Keynes 1998a: 24, 26-7 n.119) (9).
However, it could be argued that since it would have been a direct challenge
to the Vikings both on the north bank of the Thames in London itself,
as well as at Fulham, the period 878-9 would be a more appropriate context
for its construction. It would have curtailed the freedom of movement
of the Fulham Vikings along the Thames, and would have given Alfred strategic
control over the lowest crossing-point of the river and the most important
entry point into eastern Wessex from Viking-held territory in the north.
Southwark is the only fortress in the Burghal Hidage list which was used
as an element in a system of two fortresses linked with a bridge over
a river, a military device used frequently in the decades both before
and after 879, in England and on the continent (Hassall & Hill 1970;
Brooks 1979: 17-20; Haslam 1983; 1984a, 1987a, 1987b). In some cases in
England the second fortress in the fort-bridge-fort system was only built
after the primary fortress had been captured. Such was the situation in
Hertford in 912, Bedford in 914, and Nottingham, captured in 918 with
the second fortress built in 920 (ASC sa) (Haslam 1987b:). However, fortresses
were also used offensively, in that their construction resulted on several
occasions in the submission of the Viking armies in entrenched positions
nearby. This process is seen in the construction of two fortress built
in 914 during Edward the Elder's stay at Buckingham, which led directly
to the submission of part of the army at Bedford and some of the people
in the territory of the Northampton army. The whole army of Northampton
submitted to Edward the Elder when Towcester was 'walled' in 917, and
the whole of East Anglia and Cambridgeshire submitted to Edward when he
occupied and restored Colchester in 917. And lastly, the submission of
the army in the fortress at Stamford in 918 was apparently achieved by
the building of an opposing fortress on its southern side. Although all
these examples are later in date, in would be appropriate to the military
realities of the time to see the construction and garrisoning of the fortress
at Southwark in 878 or early 879, together with the rebuilding of London
Bridge, as one of the proximate causes of the capitulation of the Viking
military presence in the London area and the retreat of the Fulham army
back to the continent in the summer of 879.
There are also reasons for regarding both Oxford and Buckingham, the two
fortresses in the Burghal Hidage not in Wessex proper, as part of this
initial system. Oxford, although on the Mercian side of the Thames, was
strategically placed to control access along the important north-south
routeway between Wessex and Mercia, which connected middle Saxon Hamwic
on the south coast with Northampton and northern Mercia (Hassall 1987;
Blair 1994: 87-92), as well as reinforcing Wallingford and Eashing in
controlling access up the Thames. The evidence of the coins from Oxford,
discussed by Blackburn (1998:111), shows that the mint at Oxford was producing
coins at the same time as the celebratory issues produced by Alfred in
both London and Gloucester soon after the Vikings left Mercia in late
879 (see below). This being so, Oxford is likely to have been 'refounded'
by Alfred as a defended urban place in probably the spring or early summer
of 879 as part of the fortress system described in the Burghal Hidage.
A fortress at Buckingham would also have played an important if not crucial
role at this time. This would have been ideally sited to command the northern
stretch of the Watling Street corridor (10).
Its construction can therefore be seen as an important factor both in
forcing the Vikings back from a boundary on the west side of Watling Street
to the line defined in the Treaty well to its east, and in maintaining
Alfred's hold over this crucial area once it had been gained. Since the
presence of a West Saxon garrison in Buckingham in 914 was enough to cause
the submission of part of the army in both Bedford and Northampton (ASC,
sa) it could be inferred that the construction of a new fortress
at Buckingham in 879 would also have acted as part of an offensive strategy
to ensure the West Saxon domination of the northern sector of Watling
Street which was taken into Alfred's hands in the Treaty, and against
a possible Viking presence in Bedford itself, the only place mentioned
in Alfred and Guthrum's Treaty. The fortresses at Southwark and Buckingham
can therefore best be interpreted as essential elements in an offensive
strategy that culminated in the retreat of the Vikings from Mercia and
London reported in the Chronicle for 879. Their inclusion as elements
in the system of fortresses described in the Burghal Hidage gives further
support for the hypothesis of the origin of this system as a whole in
the period 878-9.
It is furthermore of some significance that the combined hidage figures
of the 8 fortresses placed around the northern border of Wessex in the
Burghal Hidage - Bath, Malmesbury, Cricklade, Oxford, Wallingford, Buckingham,
Sashes and Southwark - (totalling 12,500) is nearly as much as the combined
hidage figures (totalling 15,671) of all the other 22 fortresses put together.
It must be inferred that the border of Wessex with Mercia was, at the
time of the construction of this system, the frontier line to which most
of the manpower resources of the relevant shires were channelled. There
would have been little point in committing these huge resources along
a border between two areas owing allegiance after 879 to the same king,
and against an adversary which had by this time effectively disappeared.
It can be inferred both from this evidence, and from the unequivocal evidence
of the outcomes of these tactics (the retreat of the Viking armies away
from Mercia and their abrogation of control of London), that Alfred set
out to implement an overall strategy in which the individual fortresses
were acting both on their own and as part of a coherent system which was
designed from the outset to put the West Saxons on the offensive against
the Vikings who controlled Mercia and the London area. The role of both
Buckingham and Southwark in particular focuses attention on the offensive
function of many of the other Wessex fortresses, especially those around
its northern borders already discussed. A key element in Alfred's strategy
lay in how the construction of these fortified and garrisoned strongholds
in Wessex would have appeared to the Vikings. If Guthrum's army perceived
their own occupation of the fortress of Cirencester as being an offensive
act, as must be inferred from its position on the Roman road system in
close proximity to the Wessex border, then the construction of the fortress
at Cricklade, backed up by that at Malmesbury, must have appeared to Guthrum's
army for what it clearly was - part of an offensive strategy directed
against themselves. They cannot have been comfortable with the distinct
possibility that they might be attacked at any time by the West Saxon
forces garrisoned in a securely defended fortress - which their scouts
cannot have failed to have been aware - only a few hours' march down the
Roman road, and backed up by similar garrisons in neighbouring fortresses.
In this way Sashes, Wallingford and Oxford would have complemented the
offensive functions of Buckingham and Southwark.
An important aspect of this offensive role would have been to provide
the means to guarantee the permanence of the intended military and strategic
outcomes. Seen in this light, the context of the construction of the fortress
at Buckingham is more appropriate to a time immediately before Guthrum's
army retreated behind the boundary to the east of London and Watling Street,
rather than after this had taken place. Similarly, the construction of
the fortress at Southwark makes more sense in a military context before
the Viking army at Fulham retreated to the continent in late 879, directly
threatening its position upstream at Fulham and making sure that it could
not reoccupy London. And the most appropriate context for the construction
of the fortress at Cricklade would have been at a time when Guthrum's
army was in occupation of Cirencester, just a little way up the Roman
road, destabilising its presence there, preventing a direct foray into
Wessex along Ermin Street, and creating a situation which would have made
its return to either Cirencester or Gloucester impossible.
By constructing the system of garrisoned fortresses at this time, Alfred
would therefore have achieved four distinct but interconnected strategic
goals: a) the provision of an adequate protection for most of the population
and territory of Wessex, and to counter Viking foraging parties or raids;
b) the prevention of forseeable adverse military outcomes from taking
place; c) the provision of offensive instruments designed to bring about
required military objectives, and d) the establishment of the means to
make certain that these outcomes, when achieved, would continue in force.
The hypothesis of the construction of Alfred's burghal system in the short
period before August 879, which was demonstrably designed to fulfil this
four-part strategy, is quite distinct from the prevailing view which sees
the initial system of fortresses described in the Burghal Hidage as being
built in the 880s and perhaps into the 890s as a purely preventative measure
"to protect the kingdom from the threat of further Viking attack"
(Keynes and Lapidge 1983: 25, 212 n.16). As an explanation for their construction
this is a necessary but not a sufficient condition, leaving the reasons
which drove the Vikings from Mercia in the first place both unacknowledged
and unexplained.
The logistics of the construction of the individual fortresses in the
system give some support to the idea that all the fortresses in Wessex
(including Oxford and Buckingham) could have been built within a relatively
short timespan. In the case of Cricklade, where excavations on the defences
over the last 50 years have produced some significant data (Radford 1973;
Haslam 1984:106-10; forthcoming 2003), it can be estimated that all the
elements in the defensive circuit could have been constructed by 1000
men working for about eight months. The calculations are as follows: given
a wall length of 2280 yards [2083 metres] (the longest estimate), an average
width of 6m, and an average (estimated) height of 2.5m, the bank would
have comprised around 34,200 cubic metres of material. Excavation has
determined that the bank was of simple dump construction with turf revetments,
built from material derived from the three ditches and with turves stripped
from the area of the bank and berms (Haslam 1992 & forthcoming 2003).
On the premise that a team of 4 men could have built 2 cubic metres of
bank in a day's work, the whole defensive circuit would have been completed
in 68,400 working days, or by 1000 men working for 68.4 working days,
or 13.6 weeks of 5 working days - say around 4 months. The defences also
comprised an intra-mural walkway made of laid stones which would have
had to have been quarried and brought some distance, and a possible simple
timber revetment on top of the bank (Haslam 1992 & forthcoming 2003).
If a similar amount of manpower was needed to have constructed these elements
sequentially with the bank (in the order: 1-walkway, 2 - bank and ditches,
3 - palisade), this gives a total of eight months for a team of 1000 men
to have constructed the basic defensive system (11).
The period available was some 15 months - from May 878 until August 879
- which would have given a good 11 or 12 months with reasonable weather.
Even allowing for other works to have used the available human resources
(building a bridge and causeway, laying out streets, constructing gateways
and watchtowers, and general supportive provision for the workers), and
allowing extra time for surveying and laying out the site, bad weather,
general inefficiency and human wastage, the whole enterprise, if reasonably
well organised, would therefore have been comfortably completed with the
manpower resources available from the 1,400 hides appurtenant to Cricklade
in the Burghal Hidage, at the rate of one man being conscripted from each
hide. Cricklade was perhaps a special case in being the nearest fortress
in Wessex to the Vikings in Cirencester. But, given the pressures on Wessex
from the two Viking armies on its borders, it can reasonably be assumed
that a similar degree of political will and local organisation would have
been applied to the construction of all the other fortresses in the system.
There is therefore good reason to accept the proposition that all the
fortresses in Wessex as set out in the Burghal Hidage could have been
in place as a functioning military system by the summer of 879.
The conclusion that the fortresses were able to be built in a comparatively
short time-span is given support by the records of fortress-building in
the Anglo-Saxon Chronicle, in particular those built by Edward the Elder
in the period 912-20. While not all instances of fortress construction
in the Chronicle give an indication of a time scale, it is clear that
some of these were built in a matter of weeks, or at most a few months.
In two instances (Towcester and Wigingamere in 917), the fortresses were
completed in time to withstand sieges not more than three months later.
In a third, the Danish fortress at Tempsford was completed in a similar
time-span (917), sufficiently quickly for it to be considered a safe refuge
for a Danish king and an earl with his two sons, even though the fortress
was over-run by king Edward's forces. Maldon was also complete enough
to withstand a siege in the autumn of 917 only a little more than a year
after the start of its construction in the summer of 916. Two further
examples of the speed of fortress construction are given in the Chronicle
for the year 895. The Danes built a fortress on the river Lea in probably
the autumn of 894, which was able to withstand a siege in the summer of
895. And in the later summer of that year Alfred started work on a double
fortress linked with a bridge to prevent the Vikings from escaping with
their boats down the Lea. This appeared to have had such an immediate
impact that the Vikings abandoned their ships and fled to Bridgenorth
before the winter. Lastly, Alfred's fortress at Athelney, completed by
a "small force" in Easter 878, was in use as an apparently effective
military stronghold only a few weeks later.
In other instances (Witham in 912, the two at and near Buckingham in late
913, Towcester [stone wall] in 917 and Bakewell in 920) the construction
of these fortresses was clearly sufficiently far advanced after only a
matter of six or possibly even four weeks to compel the submission to
the king of earls, armies and/or the neighbouring populations - and in
the case of Bakewell the Scots, the Northumbrians and the Strathclyde
Welsh. The writer has argued elsewhere (Haslam 1997: 114-8) that the annals
in the period 911-17 were written to establish a pattern - which there
is no reason to doubt reflected a real strategy - of the submission of
the Danes in the various conquered areas to king Edward in person as a
result of the building of a fortress in that area. This does not necessarily
mean that these fortresses were completed in all aspects before this happened.
It does however show that the construction of their defences and the establishment
of garrisons was sufficiently far advanced in the 4-6 week period in which
Edward was recorded as having stayed in the area to have forced the desired
outcome.
It can furthermore be argued that the period immediately after the battle
of Edington was for political reasons the most appropriate time for the
system of fortresses to have been constructed. It has been emphasised
by several writers that the process of the creation of this system in
the late 9th century, together with the establishment of the burghal territories
and the arrangements for their garrisoning and settlement, would have
been an essential component of the exercise of royal power, and therefore
of the consolidation of the state. Nicholas Brooks has pointed out that
"the development of royal authority in England was directly connected
with the successful enforcement of public works and general military obligations
so that an adequate defence against the Vikings was provided" (1971:84),
a conclusion amplified in his later discussion of the physical and social
effects which this military programme would have had on the population
(1979: 17-20). Richard Abels has pointed out the processes by which royal
interests in minting, marketing and the exercise of justice, as well as
of defence, were concentrated within the fortresses as an essential means
whereby royal power was centralised and underpinned (1988: 79-80 &
passim; 1998: 208-9). After his defeat of the Vikings at Edington in May
878, the victorious Alfred was able perhaps for the first time to count
on the undivided loyalty of the ealdormen and thegns in every shire in
Wessex. The two fortresses in Wessex which had already proved their worth
in action against the Vikings, namely Athelney (constructed by Alfred
in early 878) and Countisbury, N.Devon (unsuccessfully stormed by the
Vikings also in early 878), must have demonstrated to Alfred how effective
such fortifications could be - just as he doubtless appreciated from his
own experience how their absence in Wessex had facilitated the successes
of the Vikings, occupying their fortress at Reading, in the earlier part
of the decade. It would have been at this time that the population, faced
with a common enemy on its borders and knowing how easily the Vikings
had nearly overrun Wessex in the very recent past, would have been most
prepared to submit to the enormous scale of conscription and coercion
which such a programme would have entailed (Brooks 1979:17-20). Conversely,
it would have been immeasurably harder at a local level to raise the motivation
to undertake this massive project if there were no standing Viking armies
anywhere near Wessex, which was the situation after late 879 (12).
This programme of fortress-building can also be seen as an essential prerequisite
for the maintenance of Alfred's prestige and the consolidation of his
power within Wessex after his victory at Edington, and, most importantly,
for underpinning the power and standing which allowed him to assume the
overlordship of Mercia, including London, soon after. Richard Abels has
observed how the construction of the fortresses enhanced "the institutional
power of the West Saxon Monarchy over its subjects", and how they
reinforced and regulated "the traditional connection between landholding
and the military obligation to the Crown" (1998:208). The hypothesis
of the creation of the system at this time is therefore supported both
by its appropriateness in relation to the internal political dynamics
of the state, and by its necessity as a response to the perceived and
real threat from the two Viking armies poised on the borders of Wessex.
While the fortress-building programme was clearly a complex process rather
than a single event, and whether or not the construction of all the fortresses
had been entirely completed, these considerations suggest that by the
middle or late summer of 879 its implementation was sufficiently far advanced
to have had the effect of persuading two relatively large and potentially
dangerous Viking armies to accept that they had no future in prosecuting
any further hostilities against Wessex, and of forcing them to abandon
London and leave Mercia altogether.
Alfred
and Mercia
By the time the agreement between Alfred and Guthrum's Vikings was ratified
and recorded in the extant Treaty, arguably in the summer of 879, Alfred
must have been in a position of domination throughout Mercia. Ceolwulf
had gone the way that ineffectual parties to unequal power struggles have
tended to depart throughout history (13).
Alfred could now - unlike any ruler before him when confronted with the
Vikings - virtually dictate his own terms. This juncture marked the end
of one era, which was dominated by the lack of any strategy to combat
the unexpected Viking raids and massive exactions of wealth, and characterised
by political uncertainty if not actual chaos. It saw the beginnings of
a new era which saw both the Vikings essentially contained, when Alfred
had achieved his strategic and political goals of the overlordship of
the whole of Mercia and Wessex and the repossession of London - this time
without having to accommodate the interests of a Viking client king in
Mercia. It could be said therefore that by the end of 879 the 'kingdom
of the Anglo-Saxons' was well on the way to becoming a reality.
This context provides a particularly appropriate explanation for the issue
of the London Monogram coinage of Alfred (Blackburn 1998: 120-2) . This
was a "celebratory issue struck intensively over a short period"
(Archibald 1991: 286), and although traditionally associated with the
reoccupation of London in 886, must now be placed rather earlier for numismatic
reasons. The issue can now be dated soon after Ceolwulf's demise, when
the Mercian mints reverted to Alfred, and marked an Alfredian monetary
reform (Blackburn 1998: 120). Blackburn concludes that this type "does
not celebrate the 'occupation' of London and the submission of all the
English people to Alfred, but Alfred's assumption - or rather resumption
- of control over the city from the Mercians after Ceolwulf's demise".
The purpose of this issue "appears to have been to give publicity
to Alfred's assumption of authority over Ceolwulf's former kingdom"
(ibid.: 121,122). In view of the strategic considerations put forward
above, this is certainly likely to have been so, and dates this issue
to the last few months of 879 and the first few of 880. But the issues
of similar coins from both Gloucester and Oxford at the same time shows
that this reform had a deeper meaning. It suggests that together they
marked and truly celebrated Alfred's defeat of the Vikings in Mercia and
London in late 879 and his full assumption of power within Mercia, represented
symbolically by the three 'capitals' of eastern, central and western Mercia.
It must have been intended to be a clear and unequivocal signal to his
subjects of his power and newly-won prestige - a piece of true propaganda.
Perhaps it is at this point that Alfred did in fact receive the submission
of all the English people, for he had at this juncture achieved his long-held
strategic and political goal, and the people would certainly have had
something to celebrate. It could be said that the issue of these series
of coins was the most potent signal to the population as a whole for the
inauguration of Keynes' 'kingdom of the Anglo-Saxons' - literally the
beginning of a new era.
It is in the context of the extension of Alfred's lordship over the whole
of Mercia that the rise of Aethelred must be viewed. His probable rise
to power at this time (Keynes 1998a: 19ff) suggest that he was already
a natural successor to Ceolwulf and the Mercian 'Crown', waiting in the
wings for the removal of the Vikings. Keynes has demonstrated (ibid.)
how he functioned as virtually a king of Mercia in his own right, yet
almost always with acknowledgement of Alfred as his overlord. This could
be interpreted as the behaviour of a legitimate aspirant to kingship with
perhaps his own independent power base and/or family connections, who
nevertheless had to accept that his own position and power could only
be maintained under the overlordship of a more powerful ruler - especially
as this powerful ruler was instrumental in bringing about the conditions
which allowed him the exercise of power in the first place. Whether Aethelred
was perceived as being a political rival to Alfred within Mercia, or whether
he was entirely Alfred's protégé without any realistic claims
of his own, his marriage in the mid 880s to Alfred's daughter (Keynes
1998a: 27) certainly cemented this subordinate relationship. This must
have had the effect of containing the ambitions of Aethelred's circle
(whether legitimate or not), and of strengthening Alfred's power and his
hold over Mercia.
The events of 886, as recorded in the Anglo-Saxon Chronicle, can also
be viewed afresh in the light of the strategic intentions of Alfred discussed
above. It is possible that Aethelred may have assisted Alfred in what
could be interpreted as a long see-saw struggle against the Vikings for
possession of London in the period 880-886 (Keynes 1998a), so that Alfred's
gift of London to Aethelred, recorded in 886, could be seen as a just
reward for services rendered. However, many indications - in particular
Alfred's economic and political interests in London prior to the Viking
partition of Mercia in 877, his perception of London as his ultimate prize
as shown by the strategies to regain the city from Viking domination,
and the issue of the London Monogram coinage to celebrate its recapture
- all indicate that possession of London was Alfred's long-held strategic
goal, the potent symbol of his prowess, power, stature and triumphs. This
being so, it is both too altruistic and too sentimental to assert, as
many historians have tended to do (eg Stenton 1971: 259), that Alfred
handed London back to a true Mercian in the spirit of benign generosity.
Alfred had gained his prize and consolidated his power; if was giving
anything away, there must have been a substantial 'quid' as part of the
'quid pro quo'.
It is suggested that some insight into this process is indicated by the
circumstances in which Mercia became divided after Alfred's death. Aethelred
and Aethelflaed maintained control of Mercia until the former's death
in 911, when control of only London and Oxford and their dependent territories
passed to Edward the Elder. The evidence already discussed above suggests
that soon before late 879 - and indeed possibly rather earlier - Alfred
took over direct control of the eastern part of Mercia (probably as a
result of his deposition of Ceolwulf), thus giving himself the ability
to negotiate directly with Guthrum, while allowing Aethelred, with his
base in Gloucester, some control over western Mercia at probably a slightly
later stage. It seems very likely therefore that in or before 886 - before
his marriage to Aethelflaed - some of the economic benefits from London
and Oxford and their dependent territories (ie present-day Oxfordshire,
Buckinghamshire, Middlesex and much of Hertfordshire) would have been
granted by Alfred to form Aethelred's personal estate for his lifetime.
Similarly, some arrangement must have been made later by Alfred whereby
Aethelflaed would maintain control of the rest of Mercia for her own lifetime
after her husband's death. It can be suggested that in return - the 'quid'
in the 'quid pro quo' - king Alfred required Aethelred to take direct
responsibility for the defence of the eastern borders of Mercia with Viking
East Anglia. That Aethelred had sole responsibility for these matters
until his death seems to be indicated, firstly, by the role that he played
in 893 in supplying prince Edward with reinforcements from London in the
latter's engagement with the Vikings at Farnham, as reported by Aethelweard
(Keynes & Lapidge 1983:190); and secondly, by the fact that it was
only after Aethelred's death that Edward the Elder was able to take the
offensive against the East Anglian Vikings by the building of a series
of fortresses to the north and north-west of London, which was to culminate
in the submission of the whole of Viking East Anglia to Edward in 917
(Haslam 1997) (14). The record
of the events of 886, in which Alfred "entrusted the borough [of
London] to the control of ealdorman Aethelred" (ASC sa), aptly describes
the culmination of this process of transference of responsibility (though
not of power) in the context of a general reaffirmation of allegiance
of both the Mercians and the West Saxons to Alfred. This is perhaps underscored
by the possible connection between this event and Aethelred's marriage
(or at least betrothal) to his daughter, which would in practice have
represented a contractual as well as a ceremonial consolidation of Aethelred's
allegiance to Alfred.
Conclusion
This paper has sought to bring out explanatory connections between the
different classes of evidence which provide the most credible historical
context for all the pieces of the evidence as a whole, and to do so in
a way which reflects the strategic realities of the time. It is salutary
to reflect on the relative abundance and complementary character of these
various pieces of evidence, and on the fact that if any of the parts of
this jigsaw of evidence had been missing it would not have been possible
to put forward the overall hypothesis set out above. It has been argued
in this paper that the goal of Alfred's strategic planning was the removal
of the Vikings from Mercia and London; that the Treaty between Alfred
and Guthrum is the formal record of the agreement required for this outcome;
that the Burghal Hidage and the evidence of the fortresses themselves
is tangible evidence as to the means by which this outcome was achieved;
and that the Anglo-Saxon Chronicle and the coinage together provide the
evidence for the historical context which connects the means and the outcome.
The first fundamental conclusion of this paper is that Alfred was deprived
of the considerable control he exercised in both Mercia and London prior
to 877 as a result of the Partition of Mercia by the Vikings. The second
is that the lifting of the continuing threat to Wessex by the retreat
of the Vikings from Mercia and London in late 879, described in the Anglo-Saxon
Chronicle, was neither a historical accident nor the inevitable outcome
of earlier events or agreements. It was, rather, the direct result of
military strategies thought out and implemented by King Alfred and his
circle, which involved the construction and garrisoning of a system of
fortresses over Wessex and eastern Mercia in the period between early
878 and late 879. This system is recorded in the arguably contemporary
Burghal Hidage (discussed further in part 2). It is also argued that the
agreement which regulated this retreat was documented in the contemporary
Treaty between Alfred and Guthrum. This event - the recapture of London
and the liberation of Mercia from Viking domination - also appears to
have been marked by the celebratory issue of a new coinage from London,
Oxford and Gloucester, the three 'capitals' of southern Mercia. Other
processes and events, such as the displacement and/or death of Ceolwulf
of Mercia, Alfred's assumption of the mantle of political power within
Mercia and his relationship with Aethelred, were clearly important - perhaps
vital - to the unfolding of events and the success of the overall strategy.
From all this Alfred emerges (or rather has his character confirmed) as
a determined, single-minded, energetic and ruthless operator, a clever
political opportunist, a far-sighted strategist, and a king in the true
Saxon mould in his concern to maintain and augment his economic resources,
his military power and his political control over the territories he had
come to rule.
APPENDIX
The following is a developmental model showing the suggested temporal
and functional interconnections of significant events and processes in
the years 876-886, as set out in the two parts of this paper:
· 877 (Aug) - Partition of Mercia -establishment of Viking-Mercian
boundary to west of London, with loss of London and its region to Alfred.
Ceolwulf functions in London as the Viking client king. Guthrum's army
occupies Gloucester. Alfred's position and influence within Mercia is
diminished if not entirely extinguished.
· 878 (Jan) - Guthrum attacks Alfred at Chippenham; Alfred
retreats to Athelney marshes; some of N. Wessex dominated by Vikings.
· 878 - Alfred rallies and defeats Guthrum's army at Edington;
submission of Guthrum to Alfred in the context of religious ceremonies
at Aller and Wedmore (which end in early July); Guthrum's army stays in
Chippenham; moves to Cirencester in mid-late Aug (before the harvest).
· 878 - from middle of year: Alfred plans and begins building
a series of fortifications around Wessex; general mobilisation and conscription
of population; organisation of fortress garrisons.
· 878 (summer) - New Viking army encamps at Fulham, directly
supporting Guthrum's army in menacing Wessex.
· 879 (possibly early summer) - Alfred possibly stages coup
d'etat in Mercia, leading to death of Ceolwulf (though possibly natural):
Alfred now in control of central part of Mercia (later Oxfordshire &
Bucks), and possibly also western Mercia (though Guthrum's army still
in Cirencester). The emergence of the 'Kingdom of the West Saxons and
other southern peoples' from the 'Kingom of the West saxons' (Keynes 2001:
61).
· 879 (summer) - system of fortresses in Wessex (with Oxford
and Buckingham in eastern Mercia) completed, and garrisons installed;
army system also reformed. Alfred is able to dictate terms to the Viking
armies from a position of military and political advantage; stages conference
with the Vikings - the terms as set out in Alfred and Guthrum's Treaty
agreed.
· 879 (late summer) - Fulham Vikings retreat across the
Channel; Guthrum's army retreats to East Anglia (early-mid September,
after the harvest in Mercia).
· 879 (late) - Burghal Hidage document (which describes
a functioning fortress system) is composed, and widely circulated to all
the shires
· 879 (late summer) - Alfred gains control of whole of Mercia
and regains London; issues celebratory coinage from London, Oxford and
Gloucester; Aethelred (possibly waiting in the wings) is installed as
sub-regulus under Alfred in the area of the Hwicce. Probable general
submission of all Mercian people to Alfred. These events mark the emergence
of the 'Kingdom of the Anglo-saxons'.
· 880-86 - London under military pressure from Vikings:
possibly briefly regained by them in 883. Alfred (?and Aethelred) fight
them off; probably pushing back A & G's boundary northwards and eastwards
from London. Alfred gives the responsibility for the defence of E Mercia
to Aethelred, in return for life-long control of London plus its 'territory'
(modern Oxfordshire (including Oxford), Bucks, Middlesex and S Hertfordshire).
· 880s - Enlargement and extension of fortress system in
Wessex; replacement of small temporary forts with larger urban fortified
settlements, generally associated with defensible bridges, on new sites.
The Appendix is added to the Burghal Hidage to facilitate the calculation
of new hidage assessments and manpower requirements for this enlarged
system in Wessex.
· 886 - general witnessing of Aethelred's responsibilities
in context of new general submission of population of Mercia and Wessex
to Alfred; further binding of Aethelred to Alfred by the marriage of the
former to Alfred's daughter (with the betrothal possibly in the context
of London celebrations, with the marriage slightly later).
ENDNOTES
1.
The TS of this paper, in one or another of its various drafts, has been
read by several people, including David Hinton, Nicholas Brooks, Simon
Keynes and Richard Abels, for whose comments I am most grateful. In the
two parts of this paper the writer uses the neutral term 'fortress', rather
than 'burh', to describe the fortified sites of the period, following
the comments on the matter by David Hill and Alex Rumble (1996: 3) - notwithstanding
the pertinent comments of Martin Biddle that many of these places were
not merely fortresses but fortified towns (1976: 124 & n.197).
return to text
2.
The Viking army clearly remained in Chippenham for some weeks after the
baptism ceremonies at Aller and Wedmore, which according to the timescale
in the Chronicle's account had ended in early July. For a discussion of
the chronology, see Whitelock 1977. See also in note 7 below.
return to text
3.
See the detailed chronology suggested in the appendix below. The wording
of the Treaty is somewhat equivocal, and the implications for this chronology
not at all clear.
return to text
4.
This view is however in contrast to that of Keynes, who has suggested
that Alfred continued to hold London after 877, and did so continuously
until 886 (Keynes 1993: 12-19, 21-4, 34-5), even though toying with the
idea that the presence of the Viking army at Fulham might be taken to
imply the hold over the London area by the Vikings. In direct contrast,
Dyson argues that prior to 886 Alfred "had not previously been in
occupation of the town in any sense", and that its 'occupation' "involved
the replacement of the Danish presence by an English one" (1990:100-01).
A variation of this scenario is espoused by Peddie (1999), who has argued
that the Vikings held eastern Wessex and London until driven back behind
the boundary set out in Alfred and Guthrum's Treaty in 886, which he dates
to this time.
It is however
one of the principle premises of this paper that after the 'partition'
of Mercia in 877 Alfred was in no position to hold onto anything - let
alone the major strategic and economic site in the south of England -
but that by late 879 his position vis-à-vis the Vikings was completely
reversed through the implementation of the tactics described in this paper.
return to text
5.
In the discussion of the boundary of the Treaty the writer has pointed
out (Ibid.: 121 & Fig. 5) the artificial nature of its northern half,
which follows no natural features between the source of the Lea and the
Ouse at Bedford. This implies that it was set out not so much to define
a discrete area of land, but rather to give to Alfred control of the maximum
length possible of the strategic corridor of Watling Street as it approached
London. This should be clear from the map, fig. 000.
6.
The existence of this boundary has been discussed more fully by the writer
(Haslam 1997). The writer recognises today however that the inference
of its existence as a political reality is rather more speculative than
was perhaps originally thought.
return to text
return to text
7. The timing
of this can be inferred from the likely sequence of subsequent events.
Guthrum's army must have travelled to East Anglia at the latest by the
end of October 879 (880 in the Anglo-Saxon Chronicle) in order to avoid
too much autumnal bad weather, but after the harvest in Mercia. They must
therefore have concluded the agreement recorded in the Treaty by the end
of August. In order to finally pin them down, Alfred would have had to
have put in place the construction of fortresses at Oxford and Buckingham
(see further below). In view of the commanding presence of the Vikings
in Mercia after the Partition, he is unlikely to have been able to do
this before taking charge of at least central Mercia after Ceolwulf's
death. The latter event must therefore have taken place in the spring
of 879 - say March or April. This would have still given Alfred time to
have substantially completed the rest of the system of fortresses in Wessex,
which gave him the strategic leverage he needed to dictate terms to the
Vikings.
return to text
8.
Dumville regards it as a coincidence that Ceolwulf's reign "ended
in the year in which Alfred's triumph had revolutionised the political
situation" (ibid: 7, n.37). It must be said however that invoking
coincidence is not an explanation. The alternative is, as here, to recognise
cause and effect, and to acknowledge that it was as a direct result of
Ceolwulf's death - whether assisted or not - that Alfred was able to turn
the tide of events in Mercia to his advantage. Richard Abels has suggested
(1998: 146) that "Alfred had taken advantage of Burgred's deposition
to extend his control over London and parts of eastern Mercia, or even
that Ceolwulf had allowed this as the price for Alfred's 'friendship'".
return to text
9.
The existence of a fortress at Southwark and its associated bridge in
the 9th century is however questioned by Dyson (1990: 110 n.57) on the
premise that the composition of the Burghal Hidage document could well
be earlier than the foundation of the fortresses it lists. He suggests
that the uniqueness of the name in the document implies that it was a
"paper expression ... earmarking a proposed burh [fortress] on a
hitherto unnamed site whose future construction and maintenance was to
be the responsibility of the men of Surrey." Reasons are given in
the second part of this paper for rejecting the notion that the Burghal
Hidage was merely a prescriptive planning brief; rather, it describes
a system which was already in place and operational, and which therefore
included Southwark.
return to text
10.
In an earlier paper the writer pointed out that the construction by Edward
the Elder of two fortresses when he stayed at Buckingham in 914 (one of
them presumably at Buckingham itself - the other at Newport Pagnell) was
one of the first actions of his campaign against the East Anglian Vikings
after 911. It was argued that this was part of a strategy to consolidate
control over the vital Watling Street corridor into London. Precisely
the same strategy is shown by the initial construction of a fortress at
Buckingham in 879, in consolidating Alfred's hold over the Watling Street
corridor which he gained in the terms of his Treaty with Guthrum. An analysis
of the Roman road network in the vicinity of Buckingham is given in Baines
1985.
return to text
11.
This is a particularly generous estimate compared with Abels' estimate
of 120,000 man-hours of labour - approximately 20,000 working days - for
the construction of the rather larger fortress at Wallingford (Abels 1998:
206). On the assumption that 4 men could have built 4 cubic metres of
bank in a day - more nearly the basis of Abels' estimate (personal communication)
- the total time estimated above would have been halved.
return to text
12.
The psychological, social and religious factors in the dynamics of the
interplay of the perceived threat of Viking attack and the motivation
for work on the public fortifications are emphasised in no uncertain terms
by Asser himself (ch 91) - see Abels 1988: 75-8.
return to text
13.
Keynes has remarked (1993a: 20) that the reference to Ceolwulf as a "foolish
king's thegn" in the Anglo-Saxon Chronicle "could have arisen
from a desire in Alfredian court circles to justify a turn of events which
had ousted Ceolwulf from power". Ceolwulf was dismissed in death
as he was in life.
return to text
14.
This inference of Aethelred's responsibility for the defence of eastern
Mercia from a base in London has also been made by Tony Dyson (1990: 102).
return to text
|
|